Management
Tracy Hetherington
Global Head of Regulatory Risk, Compliance & Trade Surveillance
Tracy joined G. H. Financials Ltd. on 1 December 2015 as Head of Regulatory Risk.
Tracy has over 25 years of experience in financial services compliance, having started her career at the Bank of England. Tracy has since held compliance positions at James Capel/HSBC, Gerald Limited and more recently ADM Investor Services International Limited where she spent 17 years managing the regulatory and on-boarding process for a global operation covering all asset classes.