At G.H. Financials protecting our clients is our number one priority – as such we approach risk-management with the same rigor and scrutiny as a Tier-1 investment bank.
We dedicate significant resources to ensure our systems deliver accurate, effective and timely information providing clients with maximum protection and minimum impact on their trading.
4
Global offices
We provide risk management through:
Active, real-time monitoring of positions, margin, and exposure
Interactive setting of trading limits, pre and post trading controls tailored to each client, ensuring appropriate risk
Proactive and continuous oversight by a risk team and automated systems
Reactive 24/6 support for margin and exposure updates
G.H. Financials is a regulated firm governed by FCA’s Client Money rules, (Client Asset Sourcebook (“CASS”) within the FCA’s Handbook). CASS compliant arrangements safeguard client assets by segregating all money and securities from our own house capital. This ring fencing, and the application of strict custody and audit controls, reduce the risk of assets being affected by insolvency, unlike Title Transfer Collateral Arrangements (TTCA) where a client’s legal title is transferred and recovery is more uncertain.
We have a comprehensive set of policies and procedures in place combined with a strict governance structure and compliance oversight to ensure adherence to these rules and therefore provide full protection for our client’s assets.
G.H. Financials does not undertake any proprietary trading for its own account - our focus is solely on our clients. As such there is no conflict of interest with in-house trading activity and all clients are treated fairly and equally.
Aside from a rigorous legal and operational setup designed to segregate and protect client money, all our day-to-day services are designed to monitor and control trading risk in real-time to avoid systemic risk before it occurs.
At all times we provide bespoke advocacy, institutional oversight, and risk management to ensure client interests are prioritised within an increasingly complex regulatory landscape.
Independent clearing infrastructure built for high-volume, institutional trading environments.
Streamlined access to global exchanges through a single operational relationship.
G.H Financials utilises proprietary risk systems that provide active, real-time monitoring of positions, margin, and exposure. Supported by our proactive risk team and automated pre-trade controls, G.H. Financials delivers 24/6 oversight to manage margin updates for sophisticated traders and swiftly prevent any excessive risk scenarios.
At G.H Financials, we successfully combine Tier-1 investment bank risk management experience and rigor with the agility of an independent clearer. The G.H Financials leadership team is made up of senior experts from major institutions delivering bespoke advocacy and interactive institutional oversight specifically tailored to each client's profile.
Unlike risky Title Transfer Collateral Arrangements which pool client money with firm operating capital, UK CASS rules ensure strict client fund segregation. This guarantees that G.H. Financial clients are never treated as an unsecured creditor, providing absolute financial stability during systemic market volatility.
